UBS Americas Inc.

LEI T2E64KWP8B9GCLM28W20

Neptune Merger Subsidiary, Inc.

Legal Address


C/O Corporation Service Company
251 Little Falls Drive
Wilmington US-DE US 19808

Headquarters Address


1285 Avenue of the Americas
New York US-NY US 10019

External Public Records
LEI
T2E64KWP8B9GCLM28W20
UBS Americas Inc.
SEC
0001127918
UBS AMERICAS INC
LEI Registration Details
L E I
T2E64KWP8B9GCLM28W20
Legal Name
UBS Americas Inc.
Other Name 1
Neptune Merger Subsidiary, Inc.
Other Name 1 Type
PREVIOUS_LEGAL_NAME
Authority Authority I D
RA000602
Authority Authority I D
3257597
Legal Jurisdiction
US-DE
Legal Form Legal Form Code
XTIQ
Status
ACTIVE
Initial Date
2012-06-06 11:52:00
Last Update Date
2020-12-02 13:00:54
Status
ISSUED
Next Renewal Date
2021-12-23 19:31:00
Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Validation Sources
FULLY_CORROBORATED
Validation Authority Validation Authority I D
RA000602
Validation Authority Validation Authority I D
3257597
Clean Name
ubs americas inc

LEI Registration Exception(s)


Subsidiaries and Parent Companies

Parent / Holding Companies

Subsidiaries


Relationship Details

Business Entity Relationship

Active

Paine Webber Leasing Corporation is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
2549001WL27I5I1MJP77 [Paine Webber Leasing Corporation]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-16 15:00:11
Registration Last Update Date
2019-05-13 13:45:13
Registration Registration Status
Published
Registration Next Renewal Date
2020-05-16 15:00:11
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2000-11-02 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Painewebber International Inc. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
254900GTD5SJNEVLEK50 [PaineWebber International Inc.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-16 15:00:11
Registration Last Update Date
2021-03-08 11:27:49
Registration Registration Status
Published
Registration Next Renewal Date
2022-03-16 15:00:11
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2000-11-02 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Commercial Mortgage Securitization Corp. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
254900HKLGF0EWPY5C34 [UBS Commercial Mortgage Securitization Corp.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-16 15:00:04
Registration Last Update Date
2021-03-08 11:27:48
Registration Registration Status
Published
Registration Next Renewal Date
2022-03-16 15:00:04
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2011-10-11 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Nyre Holding Corp. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
254900KNWKJVPDEIF958 [NYRE HOLDING CORP.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-23 10:59:27
Registration Last Update Date
2020-08-10 11:30:16
Registration Registration Status
Published
Registration Next Renewal Date
2021-08-23 10:59:27
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2010-01-05 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Global Investments Llc is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
254900POPEVJ3I4F2S18 [UBS Global Investments LLC]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-16 15:00:06
Registration Last Update Date
2021-03-08 11:27:56
Registration Registration Status
Published
Registration Next Renewal Date
2022-03-16 15:00:06
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2015-03-30 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Credit Corp. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
549300TQ466367TODV53 [UBS Credit Corp.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-11-23 12:37:18
Registration Last Update Date
2020-10-23 08:02:40
Registration Registration Status
Published
Registration Next Renewal Date
2021-10-23 13:37:18
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2008-03-25 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Financial Services Inc. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-01-18 08:43:47
Registration Last Update Date
2020-12-02 08:00:55
Registration Registration Status
Published
Registration Next Renewal Date
2021-12-23 19:31:00
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2000-11-02 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2019-01-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Asset Management (americas) Inc. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
F88SLSBEMHN5FUSNRO91 [UBS Asset Management (Americas) Inc.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-11-23 12:37:24
Registration Last Update Date
2020-11-05 08:01:17
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-23 12:37:24
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2003-10-15 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Asset Management Trust Company is ultimately consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
FX8V6YYL8UXUKV8Z2545 [UBS Asset Management Trust Company]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-03-22 10:56:42
Registration Last Update Date
2020-10-23 08:02:42
Registration Registration Status
Published
Registration Next Renewal Date
2021-10-23 13:37:22
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2012-06-05 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Ubs Americas Inc. is directly consolidated by Ubs Americas Holding Llc

Relationship Start Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship End Node Node I D
549300E4FV1ZVP4KGQ95 [UBS Americas Holding LLC]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Inactive
Registration Initial Registration Date
2012-06-06 11:52:00
Registration Last Update Date
2018-03-24 17:41:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-02-23 19:31:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 []
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Regulatory Filing
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Ubs Americas Inc. is ultimately consolidated by Ubs Ag

Relationship Start Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship End Node Node I D
BFM8T61CT2L1QCEMIK50 [UBS AG]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Inactive
Registration Initial Registration Date
2012-06-06 11:52:00
Registration Last Update Date
2018-03-24 17:41:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-02-23 19:31:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 []
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Registration Validation Reference
Verification Document [external site]
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Ubs Credit Corp. is ultimately consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
549300TQ466367TODV53 [UBS Credit Corp.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-11-23 12:37:18
Registration Last Update Date
2020-10-23 08:02:40
Registration Registration Status
Published
Registration Next Renewal Date
2021-10-23 13:37:18
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2008-03-25 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Asset Management (americas) Inc. is ultimately consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
F88SLSBEMHN5FUSNRO91 [UBS Asset Management (Americas) Inc.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-11-23 12:37:24
Registration Last Update Date
2020-11-05 08:01:17
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-23 12:37:24
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2003-10-15 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Banking Codes

ISIN Codes Assigned (2)

ISIN:
DE000SLA3V05
ISIN:
DE000SLA3VZ0
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