UBS Financial Services Inc.

LEI ETYRV6ORNFJB5NONI676

UBS Painewebber Inc.

Legal Address


c/o Corporation Service Company
251 Little Falls Drive
Wilmington US-DE US 19808

Headquarters Address


1200 Harbor Boulevard
Weehawken US-NJ US 07086

LEI Registration Details
L E I
ETYRV6ORNFJB5NONI676
Legal Name
UBS Financial Services Inc.
Other Name 1
UBS Painewebber Inc.
Other Name 1 Type
PREVIOUS_LEGAL_NAME
Authority Authority I D
RA000602
Authority Authority I D
719006
Legal Jurisdiction
US-DE
Legal Form Legal Form Code
XTIQ
Status
ACTIVE
Initial Date
2012-06-06 11:56:00
Last Update Date
2020-12-02 13:00:55
Status
ISSUED
Next Renewal Date
2021-12-23 19:31:00
Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Validation Sources
PARTIALLY_CORROBORATED
Validation Authority Validation Authority I D
RA000602
Validation Authority Validation Authority I D
719006
Clean Name
ubs financial services inc

Subsidiaries and Parent Companies

Parent / Holding Companies

Subsidiaries


Relationship Details

Business Entity Relationship

Active

Ubs Financial Services Insurance Agency Inc. is directly consolidated by Ubs Financial Services Inc.

Relationship Start Node Node I D
254900DW09MIY44ZVT49 [UBS Financial Services Insurance Agency Inc.]
Relationship End Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-23 10:59:25
Registration Last Update Date
2021-02-08 09:31:39
Registration Registration Status
Published
Registration Next Renewal Date
2022-02-23 09:59:25
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
1969-06-29 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Insurance Agency Of Puerto Rico Incorporated is directly consolidated by Ubs Financial Services Inc.

Relationship Start Node Node I D
254900H2K4HWNIS2TZ28 [UBS Insurance Agency of Puerto Rico Incorporated]
Relationship End Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-23 10:59:27
Registration Last Update Date
2020-08-10 11:30:13
Registration Registration Status
Published
Registration Next Renewal Date
2021-08-23 10:59:27
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
1975-02-05 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Financial Services Incorporated Of Puerto Rico is directly consolidated by Ubs Financial Services Inc.

Relationship Start Node Node I D
254900NOIMYQLVNJHL27 [UBS Financial Services Incorporated of Puerto Rico]
Relationship End Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-16 15:00:06
Registration Last Update Date
2021-03-08 11:27:54
Registration Registration Status
Published
Registration Next Renewal Date
2022-03-16 15:00:06
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
1969-06-29 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Financial Services (uruguay) Sociedad De Responsabilidad Limitada is directly consolidated by Ubs Financial Services Inc.

Relationship Start Node Node I D
254900S0OVUTKMG0JT46 [UBS Financial Services (Uruguay) Sociedad de Responsabilidad Limitada]
Relationship End Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-23 10:59:25
Registration Last Update Date
2021-02-08 09:31:45
Registration Registration Status
Published
Registration Next Renewal Date
2022-02-23 09:59:25
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2011-04-18 20:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Active

Ubs Financial Services Inc. Pension Plan is directly consolidated by Ubs Financial Services Inc.

Relationship Start Node Node I D
5493002IKZX8JMY8V281 [UBS Financial Services Inc. Pension Plan]
Relationship End Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-09 17:09:00
Registration Last Update Date
2019-01-22 14:24:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-07-05 20:30:00
Registration Managing L O U
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2016-12-31 19:00:00
Relationship Period 1 End Date
2017-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-07-04 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Ubs Financial Services Inc. is directly consolidated by Ubs Americas Inc.

Relationship Start Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship End Node Node I D
T2E64KWP8B9GCLM28W20 [UBS Americas Inc.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-01-18 08:43:47
Registration Last Update Date
2020-12-02 08:00:55
Registration Registration Status
Published
Registration Next Renewal Date
2021-12-23 19:31:00
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2000-11-02 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2019-01-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Business Entity Relationship

Ubs Financial Services Inc. is ultimately consolidated by Ubs Ag

Relationship Start Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship End Node Node I D
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Inactive
Registration Initial Registration Date
2012-06-06 11:56:00
Registration Last Update Date
2018-03-24 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-02-23 19:31:00
Registration Managing L O U
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Regulatory Filing
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Ubs Financial Services Inc. Pension Plan is ultimately consolidated by Ubs Financial Services Inc.

Relationship Start Node Node I D
5493002IKZX8JMY8V281 [UBS Financial Services Inc. Pension Plan]
Relationship End Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-09 17:09:00
Registration Last Update Date
2019-01-22 14:24:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-07-05 20:30:00
Registration Managing L O U
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2016-12-31 19:00:00
Relationship Period 1 End Date
2017-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-07-04 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Ubs Financial Services Inc. is ultimately consolidated by Ubs Group Ag

Relationship Start Node Node I D
ETYRV6ORNFJB5NONI676 [UBS Financial Services Inc.]
Relationship End Node Node I D
549300SZJ9VS8SGXAN81 [UBS Group AG]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-02-04 14:34:34
Registration Last Update Date
2020-12-02 08:00:55
Registration Registration Status
Published
Registration Next Renewal Date
2021-12-23 19:31:00
Registration Managing L O U
5493001KJTIIGC8Y1R12 [Bloomberg Finance L.P.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Other Official Documents
Relationship Period 1 Start Date
2000-11-01 19:00:00
Relationship Period 1 Period Type
Relationship Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period

Banking Codes

BIC / SWIFT Codes Assigned (2)

BIC:
PWJCUS31XXX
BIC:
WEBRUS33XXX

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