First Trust Advisors L.p.

LEI 549300381GGS7S5JQ115

Legal Address


C/O W. SCOTT JARDINE
120 E LIBERTY DRIVE, STE 400
WHEATON US-IL US 60187

Headquarters Address


120 East Liberty Drive
Suite 400
Wheaton US-IL US 60187

External Public Records
LEI
549300381GGS7S5JQ115
FIRST TRUST ADVISORS L.P.
SEC
0001125816
FIRST TRUST ADVISORS LP
LEI Registration Details
L E I
549300381GGS7S5JQ115
Legal Name
FIRST TRUST ADVISORS L.P.
Authority Authority I D
RA000608
Authority Authority I D
C006403
Legal Jurisdiction
US-IL
Legal Form Legal Form Code
1WZP
Legal Form Other Legal Form
LIMITED PARTNERSHIP
Status
ACTIVE
Initial Date
2013-04-09 16:52:00
Last Update Date
2020-07-23 18:55:00
Status
ISSUED
Next Renewal Date
2021-03-24 14:00:00
Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Validation Sources
FULLY_CORROBORATED
Validation Authority Validation Authority I D
RA000608
Validation Authority Validation Authority I D
C006403
Clean Name
first trust advisors l p

LEI Registration Exception(s)


Subsidiaries and Parent Companies

Subsidiaries


Relationship Details

Business Entity Relationship

Active

First Trust/aberdeen Global Opportunity Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
2HCZRZBY990FDYBUS727 [FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:51:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Small Cap Value Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930003QOOB1QPHFY28 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Small Cap Value AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Large Cap Us Equity Select Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493000F54KZCY1U3T29 [FIRST TRUST EXCHANGE-TRADED FUND VI - Large Cap US Equity Select ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-18 21:53:00
Registration Last Update Date
2020-09-14 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - August is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493000SGQR02L5NQO23 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Buffer ETF - August]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-05-17 10:35:00
Registration Last Update Date
2020-09-15 10:34:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-05-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Mlp And Energy Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930012E1PU4RAI3F48 [First Trust MLP and Energy Income Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Senior Floating Rate Income Fund Ii is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300188EQ1UO018C30 [FIRST TRUST SENIOR FLOATING RATE INCOME FUND II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright Momentum & Low Volatility Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493001S76I8DVH96B53 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright Momentum & Low Volatility ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-30 10:31:00
Registration Last Update Date
2020-09-15 10:34:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-08-27 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Enhanced Short Maturity Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493001UCOPQLKO3TS73 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust Enhanced Short Maturity ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-05-27 21:38:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange Traded Fund Iii - First Trust Preferred Securities And Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930020K2F7W4E0C531 [First Trust Exchange Traded Fund III - First Trust Preferred Securities and Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Multi Cap Value Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493002CCQ58JV668U78 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Multi Cap Value AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Nasdaq-100 Ex-technology Sector Index(sm) Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493002EKKOG6SUCER28 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust NASDAQ-100 Ex-Technology Sector Index(SM) Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vii - First Trust Global Tactical Commodity Strategy Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493002FOWY57JQHE251 [FIRST TRUST EXCHANGE-TRADED FUND VII - First Trust Global Tactical Commodity Strategy Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-08-23 11:31:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Oil & Gas Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493002G74G0DW1RLK74 [First Trust Exchange-Traded Fund VI - First Trust Nasdaq Oil & Gas ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-11 21:57:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Nasdaq-100-technology Sector Index(sm) Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493002JVR972EVAT460 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust NASDAQ-100-Technology Sector Index(SM) Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Equitycompass Tactical Risk Manager Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930037Z1ZVAGV4D202 [FIRST TRUST EXCHANGE-TRADED FUND VIII - EquityCompass Tactical Risk Manager ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-01-18 21:10:00
Registration Last Update Date
2020-10-15 10:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Technology Dividend Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493003C14FOS5XYS393 [First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-09-15 10:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-30 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493003Z20QMESC6XS29 [FIRST TRUST EXCHANGE-TRADED FUND III]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 21:53:33
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Nyse Arca Biotechnology Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493003ZQM0TVLDIBC50 [First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright Momentum & Value Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930041WJPH33N85H96 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright Momentum & Value ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-08-30 10:31:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-08-27 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Riverfront Dynamic Emerging Markets Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930044Y226ETCKBE36 [First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-11-23 21:18:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust - First Trust Dorsey Wright Tactical Core Portfolio is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493004T02DTWL2GHT73 [First Trust Variable Insurance Trust - First Trust Dorsey Wright Tactical Core Portfolio]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-07-30 21:38:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Dow Jones Global Select Dividend Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493005LXSHJ00YZSI70 [First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Bick Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493005QTUVGL6PI7C50 [First Trust Exchange-Traded Fund II - First Trust BICK Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Senior Floating Rate 2022 Target Term Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930069P4FSDY3XLV91 [FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-11-17 21:01:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Cloud Computing Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493006AUYA2BRBGB132 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Cloud Computing ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493006CBTW7P2B31B80 [First Trust Exchange-Traded Fund IV]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 22:07:25
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Nasdaq Cybersecurity Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493006DCP7IS1162940 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust NASDAQ Cybersecurity ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-06-12 21:42:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Long/short Equity Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300751U9S8UPOSL94 [First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-05-27 21:44:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Hong Kong Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493007Y9XOM6NF35641 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Hong Kong AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-12-29 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Long Duration Opportunities Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930081NDDOB374EM36 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust Long Duration Opportunities ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-07-23 10:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-07-17 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Dorsey Wright People's Portfolio Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930085R21HRFT7GZ06 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Dorsey Wright People's Portfolio ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-09-07 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Industrials/producer Durables Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493008AE9LL1V8KK557 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Industrials/Producer Durables AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Large Cap Value Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493008TDT3CF26ATW42 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Large Cap Value AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Tcw Unconstrained Plus Bond Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493008TXEPNJ8VLBR60 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust TCW Unconstrained Plus Bond ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-05-02 11:32:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-04-25 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Heitman Global Prime Real Estate Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493009H8W6XLIKCXW42 [First Trust Exchange-Traded Fund IV - First Trust Heitman Global Prime Real Estate ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-10-07 22:25:00
Registration Last Update Date
2020-04-02 11:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-06-17 20:16:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Health Care Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493009VIGFPXQC5HK94 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Health Care AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust - First Trust Multi Income Allocation Portfolio is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493009Z4T7LWFJGWO57 [FIRST TRUST VARIABLE INSURANCE TRUST - FIRST TRUST MULTI INCOME ALLOCATION PORTFOLIO]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-12-24 22:03:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Nasdaq® Clean Edge® Green Energy Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300AU45GII8WWZE71 [First Trust Exchange-Traded Fund - First Trust NASDAQ® Clean Edge® Green Energy Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Mega Cap Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300B1VE56P5CH6B16 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Mega Cap AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Municipal High Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300B5O1Z4DSDEG514 [First Trust Exchange-Traded Fund III - First Trust Municipal High Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-02-12 21:11:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-17 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Nasdaq Global Auto Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300BBNYFIGYUTII47 [First Trust Exchange-Traded Fund II - First Trust NASDAQ Global Auto Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright International Focus 5 Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300BQPNWGKE23QP35 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright International Focus 5 ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-06-16 22:00:00
Registration Last Update Date
2020-10-14 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright Dynamic Focus 5 Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300BX206T09103240 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright Dynamic Focus 5 ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-02-15 21:01:00
Registration Last Update Date
2020-09-17 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Dow Jones International Internet Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300C6JZUPZ0HUP086 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Dow Jones International Internet ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-10-10 10:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-10-02 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund V - First Trust Morningstar Managed Futures Strategy Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300C7HYPTMZNS6B06 [First Trust Exchange-Traded Fund V - First Trust Morningstar Managed Futures Strategy Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-06-11 16:58:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Large Cap Core Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300CHVBC9WSFOEV84 [First Trust Exchange-Traded Alphadex® Fund - First Trust Large Cap Core AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Institutional Preferred Securities And Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300D7ZFDT8O4VUH39 [First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-08-07 21:56:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-08-07 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust S&p Reit Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DIER127UHA3873 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust S&P REIT Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Mortgage Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DJXDU5IDLS9H81 [FIRST TRUST MORTGAGE INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Managed Municipal Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DKYQCUWNKGQV17 [First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-03-26 21:48:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Emerging Markets Local Currency Bond Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DP1S8SJV0BSG28 [First Trust Exchange-Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-08-27 21:47:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Small Cap Growth Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DVVN2X7XIAVJ10 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Small Cap Growth AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Horizon Managed Volatility Developed International Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DWE4QDWTZJV984 [First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Developed International ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-06-16 21:42:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Ssi Strategic Convertible Securities Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300E2LXTTRLNEGB53 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust SSI Strategic Convertible Securities ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-07-30 21:42:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Mid Cap Value Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300E5JZJMI707IP13 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Mid Cap Value AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Intermediate Duration Preferred & Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300EOWPOFA6ZHR675 [FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-03-25 08:00:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Specialty Finance And Financial Opportunities Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300EQ34T51CUS5O36 [FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ESI5HR7KPXFL47 [FIRST TRUST EXCHANGE-TRADED FUND VII]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-09-04 00:52:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-31 18:19:56
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-30 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Small Cap Us Equity Select Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300EUKS020LV6F825 [FIRST TRUST EXCHANGE-TRADED FUND VI - Small Cap US Equity Select ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-18 21:45:00
Registration Last Update Date
2020-09-15 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Mid Cap Us Equity Select Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300F80UT6L8PDJJ23 [First Trust Exchange-Traded Fund VI - Mid Cap US Equity Select ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-18 22:02:00
Registration Last Update Date
2020-09-15 10:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Strategic High Income Fund Ii is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300FF5P2KY10N0B64 [First Trust Strategic High Income Fund II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2019-03-22 12:16:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-03-26 20:31:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-27 11:33:44
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Energy Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300FP3GJL1GH4RT40 [FIRST TRUST EXCHANGE-TRADED ALPHADEX® FUND - First Trust Energy AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-11-12 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Enhanced Equity Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300FW1TTV8W8GAV91 [FIRST TRUST ENHANCED EQUITY INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Cef Income Opportunity Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300GINV31I4LZSA46 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust CEF Income Opportunity ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-06-07 21:44:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Rba American Industrial Renaissance® Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300GKBCDDMTWGG046 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust RBA American Industrial Renaissance® ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-02-21 20:35:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Series Fund - First Trust/confluence Small Cap Value Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300GLRTARYID06M81 [FIRST TRUST SERIES FUND - First Trust/Confluence Small Cap Value Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Emerging Markets Equity Select Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300H5H50JELOPN794 [FIRST TRUST EXCHANGE-TRADED FUND VI - Emerging Markets Equity Select ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-18 22:00:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust California Municipal High Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HQXBNWXGHCKR24 [First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-22 21:57:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-05-22 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HROUDUV84QFV64 [First Trust Exchange-Traded AlphaDEX® Fund II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Energy Income And Growth Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HRXN2LWON4NG81 [FIRST TRUST ENERGY INCOME AND GROWTH FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-10-02 23:01:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HY3NFBU00W8S30 [FIRST TRUST EXCHANGE-TRADED FUND II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 22:06:03
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Retail Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300IEDB7KPSY32N93 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Nasdaq Retail ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-11 21:55:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Hedged Buywrite Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300IFS6TPZRT5IY12 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Hedged BuyWrite Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-11-12 22:04:00
Registration Last Update Date
2020-09-17 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-17 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Nasdaq® Clean Edge® Smart Grid Infrastructure Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300IMO4B4W5RWYH14 [First Trust Exchange-Traded Fund II - First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Municipal Cef Income Opportunity Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300IRA7E6GQ4G1I20 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust Municipal CEF Income Opportunity ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-06-07 21:49:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-11-29 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Dow Jones Select Microcap Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300J0OKGDPF2LO339 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Dow Jones Select MicroCap Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Macquarie/first Trust Global Infrastructure/utilities Dividend & Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300JL3ROR79GLM190 [MACQUARIE/FIRST TRUST GLOBAL INFRASTRUCTURE/UTILITIES DIVIDEND & INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright Focus 5 Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300JOTP3OPVVFZL06 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright Focus 5 ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-02-07 14:47:00
Registration Last Update Date
2020-10-14 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-11-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300JPONC55SJXNC46 [FIRST TRUST VARIABLE INSURANCE TRUST]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust North American Energy Infrastructure Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300K1YJMSAM1GH775 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust North American Energy Infrastructure Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Ipox Europe Equity Opportunities Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300K6WIW5LLWGNV26 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust IPOX Europe Equity Opportunities ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-09-17 10:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-09-11 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Low Duration Strategic Focus Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KBD4XDCS7YJ794 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust Low Duration Strategic Focus ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-09-17 10:31:00
Registration Last Update Date
2020-09-17 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-09-11 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Canada Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KKCEBPNXRG8Q14 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Canada AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-12-29 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Consumer Discretionary Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KKKIV5V4SB1F02 [FIRST TRUST EXCHANGE-TRADED ALPHADEX® FUND - First Trust Consumer Discretionary AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Ultra Short Duration Municipal Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KVHK7XJBQPJK48 [First Trust Exchange-Traded Fund III - First Trust Ultra Short Duration Municipal ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-10-10 10:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-10-02 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Indxx Global Natural Resources Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KWMZFB7D6MQ189 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Indxx Global Natural Resources Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Riverfront Dynamic Developed International Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KY5QEBNGK5JJ30 [First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-11-23 21:00:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Dow Jones Internet Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300LFXESZ1H5C8J05 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Dow Jones Internet Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust S&p International Dividend Aristocrats Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300LJBZBTP6M4DR25 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust S&P International Dividend Aristocrats ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-07-26 14:09:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Series Fund - First Trust Preferred Securities And Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300LKVIT5Y3616E74 [FIRST TRUST SERIES FUND - First Trust Preferred Securities and Income Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:16:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Tcw Opportunistic Fixed Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300LRCGY6CYZU0S37 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust TCW Opportunistic Fixed Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-01-31 20:53:00
Registration Last Update Date
2020-09-15 10:34:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Water Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300LST8NILRG2KK70 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Water ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Developed Markets Ex-us Small Cap Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300MQEZAKNP64I421 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300MZB4XDLRWOC672 [FIRST TRUST EXCHANGE-TRADED FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 22:08:16
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Tactical High Yield Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300N8JZKZ2R50QR81 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust Tactical High Yield ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust - First Trust/dow Jones Dividend & Income Allocation Portfolio is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NF9OL8EILDJ864 [FIRST TRUST VARIABLE INSURANCE TRUST - First Trust/Dow Jones Dividend & Income Allocation Portfolio]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Global Engineering And Construction Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NO5XV0D7FMXS64 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Global Engineering and Construction ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NT36PJKGP5Y765 [FIRST TRUST EXCHANGE-TRADED FUND VIII]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-10-26 21:59:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-31 18:10:14
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-30 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Horizon Managed Volatility Domestic Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NWFIBRO46QFA81 [First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-06-16 21:49:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Series Fund - First Trust Aqa Equity Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NYX4XOJBP8IM13 [FIRST TRUST SERIES FUND - First Trust AQA Equity Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-10-12 22:21:00
Registration Last Update Date
2019-12-10 14:02:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-01-03 11:45:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Strategic Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300OJJGOE7SUG3624 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust Strategic Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-05-30 21:46:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - August is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ON77PKOU100N05 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - August]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-05-17 10:35:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-05-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Chindia Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300OPL6VLXU4Q2D94 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Chindia ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Morningstar Dividend Leaders Index(sm) Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ORBKW77UZM6H07 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Morningstar Dividend Leaders Index(SM) Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Value Line® Dividend Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300P5LD08LT4J5846 [First Trust Exchange-Traded Fund - First Trust Value Line® Dividend Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300PGRVU1P76W4537 [First Trust Exchange-Traded AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-03-19 22:16:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-13 22:04:56
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-13 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Consumer Staples Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300QT3GGKQPIIB521 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Consumer Staples AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Nasdaq® Aba Community Bank Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300QXF6DXPEKB3F89 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust NASDAQ® ABA Community Bank Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Dow 30 Equal Weight Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300R0QOK6JAM5E774 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Dow 30 Equal Weight ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-07-14 22:02:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-07-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Materials Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300R1WBC31SR6V464 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Materials AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:20:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Rising Dividend Achievers Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300R71VNLKJ6ASS69 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Rising Dividend Achievers ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-12-09 22:10:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Lunt U.s. Factor Rotation Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300RICJKBNG75UL94 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Lunt U.S. Factor Rotation ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-06-07 10:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-06-04 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Series Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300RL1B5O4HI4N885 [FIRST TRUST SERIES FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Nasdaq-100 Equal Weighted Index(sm) Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300RLZFKPLYN7OU15 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust NASDAQ-100 Equal Weighted Index(SM) Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Short Duration Managed Municipal Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ROXE8YGH5VMU72 [First Trust Exchange-Traded Fund III - First Trust Short Duration Managed Municipal ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-10-10 10:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-10-02 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Financials Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300RVOY34XNQ51513 [FIRST TRUST EXCHANGE-TRADED ALPHADEX® FUND - First Trust Financials AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-18 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Buywrite Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300S03BYRI42X4X71 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust BuyWrite Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-11-12 22:03:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-14 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Total Us Market Alphadex® Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300S2A3L6WXCL3N09 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Total US Market AlphaDEX® ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Capital Strength Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300S73MXT502CI896 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Capital Strength ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Riverfront Dynamic Europe Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300SDK57MHJ515Y86 [First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-11-23 21:09:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Transportation Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300SP051DCBKB5E89 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Nasdaq Transportation ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-11 21:46:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Developed Markets Ex-us Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300SVX2E7BU0PDC63 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Developed Markets Ex-US AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Natural Gas Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300SVX60NSSWYLS19 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Natural Gas ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Small Cap Core Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300SXYG0HEYYRE655 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Small Cap Core AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-20 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright Momentum & Dividend Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TGRKP0XQ93SG22 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright Momentum & Dividend ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-02-21 20:36:00
Registration Last Update Date
2020-09-15 10:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Multi Cap Growth Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300THNFTKZRPG1N41 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Multi Cap Growth AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Artificial Intelligence And Robotics Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TM6KURYCNNKZ80 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Nasdaq Artificial Intelligence and Robotics ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-01-30 10:34:00
Registration Last Update Date
2020-09-15 10:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-09-24 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Technology Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TO803NY738YI90 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Technology AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Us Equity Opportunities Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TS7SUOCBQ66714 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust US Equity Opportunities ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - First Trust Value Line® 100 Exchange-traded Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TUPGPWCPZY7Z26 [FIRST TRUST EXCHANGE-TRADED FUND - First Trust Value Line® 100 Exchange-Traded Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Us Equity Dividend Select Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TYIGOE8M56QJ24 [FIRST TRUST EXCHANGE-TRADED FUND VI - US Equity Dividend Select ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-18 21:44:00
Registration Last Update Date
2020-09-15 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Energy Infrastructure Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U01UTSY4XHYP86 [FIRST TRUST ENERGY INFRASTRUCTURE FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund V is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U1CJQTOYE02X88 [FIRST TRUST EXCHANGE-TRADED FUND V]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-05-31 11:30:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-14 22:19:11
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-14 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Indxx Nextg Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U4BA9BPJBC6Y88 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Indxx NextG ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Mid Cap Core Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300UMAZSND6P4WH64 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Mid Cap Core AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Series Fund - First Trust Short Duration High Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300V5FLWG03SEZ819 [FIRST TRUST SERIES FUND - First Trust Short Duration High Income Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorseywright Dali 1 Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300VKM0HG3DGERT15 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust DorseyWright DALI 1 ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2018-04-27 11:31:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-04-19 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Developed International Equity Select Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300VQBJY3VTO2KQ87 [FIRST TRUST EXCHANGE-TRADED FUND VI - Developed International Equity Select ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-05-18 21:56:00
Registration Last Update Date
2020-10-14 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-30 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Semiconductor Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300VRLTLEGMX9CC62 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Nasdaq Semiconductor ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-11 21:47:00
Registration Last Update Date
2020-09-09 20:20:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Large Cap Growth Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300VT0JCDY0GNZJ32 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Large Cap Growth AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Equitycompass Risk Manager Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300W4XF42Y09OWI66 [First Trust Exchange-Traded Fund VIII - EquityCompass Risk Manager ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-01-18 21:10:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vii - First Trust Alternative Absolute Return Strategy Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300WHPXXR83TGJA80 [FIRST TRUST EXCHANGE-TRADED FUND VII - First Trust Alternative Absolute Return Strategy ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-04-05 21:59:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Senior Loan Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300WPDU500THSZU58 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust Senior Loan Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-18 18:24:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Indxx Global Agriculture Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300WUIGPBH8M3GP87 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Indxx Global Agriculture ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - Multi-asset Diversified Income Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300X121ROUNME6M29 [FIRST TRUST EXCHANGE-TRADED FUND VI - Multi-Asset Diversified Income Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust China Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300X7CFZMNE2POE32 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust China AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:16:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-01-02 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Food & Beverage Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300XLBK8RMMPJJZ85 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Nasdaq Food & Beverage ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-11 21:57:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-13 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Ftse Epra/nareit Developed Markets Real Estate Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300XQG1DXCIO5RA29 [First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Stoxx® European Select Dividend Index Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300XW31KVGO03TX25 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Stoxx® European Select Dividend Index Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust New Opportunities Mlp & Energy Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300XZPV60ZCNK9321 [FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-12-11 22:00:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust Global Wind Energy Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300Y423UR2L2WO349 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Global Wind Energy ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Dynamic Europe Equity Income Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YG1NBZKURU8L08 [FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-08-07 21:38:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Mid Cap Growth Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YH33LXOKDV8X75 [First Trust Exchange-Traded AlphaDEX® Fund - First Trust Mid Cap Growth AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Nasdaq Pharmaceuticals Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YM82DADOQT2M68 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Nasdaq Pharmaceuticals ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-12 21:47:00
Registration Last Update Date
2020-09-17 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Smid Cap Rising Dividend Achievers Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YPCFHE9KIHMM03 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust SMID Cap Rising Dividend Achievers ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-10-23 19:07:00
Registration Last Update Date
2020-09-14 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-06-08 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Riverfront Dynamic Asia Pacific Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YQYCX4BMSDXD35 [First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Asia Pacific ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-11-23 21:23:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Indxx Innovative Transaction & Process Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YR3E4SFPH88J25 [First Trust Exchange-Traded Fund VI - First Trust Indxx Innovative Transaction & Process ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-12-12 10:33:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-11 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Utilities Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZG55GZ71RZK378 [First Trust Exchange-Traded Alphadex® Fund - First Trust Utilities AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-10-14 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-14 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZLB3EUU3H8NE60 [FIRST TRUST EXCHANGE-TRADED FUND VI]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-14 22:03:57
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-14 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii - First Trust International Equity Opportunities Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZP1Z2DDIE7G117 [FIRST TRUST EXCHANGE-TRADED FUND II - First Trust International Equity Opportunities ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-08-26 21:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi- First Trust Nasdaq Bank Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZS47H4OX133554 [FIRST TRUST EXCHANGE-TRADED FUND VI- First Trust Nasdaq Bank ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-07-11 21:45:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-10-30 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Low Duration Opportunities Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZVBPE1RKOPM784 [First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-05-27 21:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-29 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust/aberdeen Emerging Opportunity Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
700UQMDEFIFKNKMN0L14 [FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:51:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust High Income Long/short Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
JUEVI6DHENZLPUBV7E49 [FIRST TRUST HIGH INCOME LONG/SHORT FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:56:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust/aberdeen Global Opportunity Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
2HCZRZBY990FDYBUS727 [FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:51:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Mlp And Energy Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930012E1PU4RAI3F48 [First Trust MLP and Energy Income Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Senior Floating Rate Income Fund Ii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300188EQ1UO018C30 [FIRST TRUST SENIOR FLOATING RATE INCOME FUND II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493003Z20QMESC6XS29 [FIRST TRUST EXCHANGE-TRADED FUND III]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 21:53:33
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Senior Floating Rate 2022 Target Term Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930069P4FSDY3XLV91 [FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-11-17 21:01:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493006CBTW7P2B31B80 [First Trust Exchange-Traded Fund IV]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 22:07:26
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Mortgage Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DJXDU5IDLS9H81 [FIRST TRUST MORTGAGE INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Intermediate Duration Preferred & Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300EOWPOFA6ZHR675 [FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-03-25 08:00:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Specialty Finance And Financial Opportunities Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300EQ34T51CUS5O36 [FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Strategic High Income Fund Ii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300FF5P2KY10N0B64 [First Trust Strategic High Income Fund II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2019-03-22 12:16:00
Registration Registration Status
Published
Registration Next Renewal Date
2019-03-26 20:31:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-27 11:33:44
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Enhanced Equity Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300FW1TTV8W8GAV91 [FIRST TRUST ENHANCED EQUITY INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HROUDUV84QFV64 [First Trust Exchange-Traded AlphaDEX® Fund II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Energy Income And Growth Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HRXN2LWON4NG81 [FIRST TRUST ENERGY INCOME AND GROWTH FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-10-02 23:01:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Ii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HY3NFBU00W8S30 [FIRST TRUST EXCHANGE-TRADED FUND II]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 22:06:03
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Macquarie/first Trust Global Infrastructure/utilities Dividend & Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300JL3ROR79GLM190 [MACQUARIE/FIRST TRUST GLOBAL INFRASTRUCTURE/UTILITIES DIVIDEND & INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300JPONC55SJXNC46 [FIRST TRUST VARIABLE INSURANCE TRUST]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300MZB4XDLRWOC672 [FIRST TRUST EXCHANGE-TRADED FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-31 19:00:00
Relationship Period 2 End Date
2019-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-06-29 22:08:16
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-06-29 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NT36PJKGP5Y765 [FIRST TRUST EXCHANGE-TRADED FUND VIII]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2016-10-26 21:59:00
Registration Last Update Date
2020-10-15 10:36:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-31 18:10:14
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-30 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300PGRVU1P76W4537 [First Trust Exchange-Traded AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-03-19 22:16:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-13 22:04:57
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-13 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Energy Infrastructure Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U01UTSY4XHYP86 [FIRST TRUST ENERGY INFRASTRUCTURE FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund V is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U1CJQTOYE02X88 [FIRST TRUST EXCHANGE-TRADED FUND V]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-05-31 11:30:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2015-12-31 19:00:00
Relationship Period 2 End Date
2016-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-14 22:19:11
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-14 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust New Opportunities Mlp & Energy Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300XZPV60ZCNK9321 [FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-12-11 22:00:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Dynamic Europe Equity Income Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300YG1NBZKURU8L08 [FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2015-08-07 21:38:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZLB3EUU3H8NE60 [FIRST TRUST EXCHANGE-TRADED FUND VI]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-12-31 19:00:00
Relationship Period 2 End Date
2018-12-30 19:00:00
Relationship Period 2 Period Type
Accounting Period
Relationship Period 3 Start Date
2017-10-14 22:03:57
Relationship Period 3 Period Type
Relationship Period
Relationship Period 4 Start Date
2017-10-14 20:00:00
Relationship Period 4 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust/aberdeen Emerging Opportunity Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
700UQMDEFIFKNKMN0L14 [FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:51:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust High Income Long/short Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
JUEVI6DHENZLPUBV7E49 [FIRST TRUST HIGH INCOME LONG/SHORT FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:56:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-03-24 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-03-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iv - First Trust Eip Carbon Impact Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300TX08L9E3TK3N77 [FIRST TRUST EXCHANGE-TRADED FUND IV - First Trust EIP Carbon Impact ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-08-06 10:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-07-31 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - November is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300IODZGGM5ZEPV10 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - November]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-10-10 10:33:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-08-31 20:00:00
Relationship Period 1 End Date
2019-10-02 20:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-10-02 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - November is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300Q7QTN5DMQWI163 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Buffer ETF - November]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-10-10 10:33:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-08-31 20:00:00
Relationship Period 1 End Date
2019-10-02 20:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-10-02 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust High Yield Opportunities 2027 Term Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300VWTG40J7RZE994 [FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-06-03 17:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-05-21 21:15:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-05-18 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Active Factor Large Cap Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300BX4MYA0RTO5810 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust Active Factor Large Cap ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-11-25 10:30:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-11-19 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Active Factor Small Cap Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300OCRV01DG6UXQ02 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust Active Factor Small Cap ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-11-25 10:30:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-11-19 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Active Factor Mid Cap Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U2JRM8TRVDVY22 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust Active Factor Mid Cap ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2019-11-25 10:30:00
Registration Last Update Date
2020-09-09 20:20:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-11-19 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Merger Arbitrage Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300X8SYNEGGE8J693 [First Trust Exchange-Traded Fund III - First Trust Merger Arbitrage ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-01-01 10:33:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-17 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Emerging Markets Small Cap Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493000DZJC8BJLIJI03 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Emerging Markets Small Cap AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Europe Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493000IHJBNPZO0TC53 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Europe AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Japan Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493005AP2L5R8NCEP09 [FIRST TRUST EXCHANGE-TRADED ALPHADEX® FUND II - First Trust Japan AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Latin America Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930064HZE0RSQ7YB04 [First Trust Exchange-traded AlphaDEX® Fund II - First Trust Latin America Alphadex® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Emerging Markets Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
54930075W3FUHU1JJG48 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Emerging Markets AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Switzerland Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493007EHTF4YE4KV298 [FIRST TRUST EXCHANGE-TRADED ALPHADEX® FUND II - First Trust Switzerland AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:33:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Asia Pacific Ex-japan Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300DYOS7ELXWFPC29 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust United Kingdom Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300K2MYPIP58XVJ75 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust United Kingdom AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Eurozone Alphadex® Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300K49WGSLDHLM846 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Eurozone AlphaDEX® ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-09-08 21:31:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex Fund Ii - First Trust Australia Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300KKSYC6J3ZN2N33 [FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - First Trust Australia AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-12-29 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust India Nifty 50 Equal Weight Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300M9B7C1EOSD8P55 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust India NIFTY 50 Equal Weight ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust South Korea Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NJ7F34WG5H4365 [FIRST TRUST EXCHANGE-TRADED ALPHADEX® FUND II - First Trust South Korea AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-12-29 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Series Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300RL1B5O4HI4N885 [FIRST TRUST SERIES FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:31:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex®fund Ii - First Trust Germany Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300RQS253ACGNJL98 [First Trust Exchange-Traded AlphaDEX®Fund II - First Trust Germany AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund Ii - First Trust Brazil Alphadex® Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZH7AWOCM3H6I62 [First Trust Exchange-Traded AlphaDEX® Fund II - First Trust Brazil AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-11-20 19:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-12-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - February is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ETGZ43J6HSKL25 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Buffer ETF - February]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-01-24 10:31:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-01-16 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - February is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300W5JHJZFCH3B052 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - February]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-01-24 10:32:00
Registration Last Update Date
2020-09-15 10:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-01-16 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest Buffer Strategy Fof Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300OCPQ9IXM4SN419 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest Buffer Strategy FOF ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-02-25 10:31:00
Registration Last Update Date
2020-09-09 20:20:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-02-17 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Iii - First Trust Horizon Managed Volatility Small/mid Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493003PJU7KHDQNZ665 [First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Small/Mid ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-03-03 10:34:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-06-17 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-02-25 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - May is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300GSST0K3UKSM891 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - May]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-03-06 10:32:00
Registration Last Update Date
2020-09-09 20:17:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-03-03 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - May is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300SV2ZBFPFU7PJ56 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Buffer ETF - May]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-03-06 10:32:00
Registration Last Update Date
2020-09-23 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-03-03 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust - First Trust International Developed Capital Strength Portfolio is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493007DY2VLBJPTQS06 [FIRST TRUST VARIABLE INSURANCE TRUST - First Trust International Developed Capital Strength Portfolio]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-03-17 11:33:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-03-10 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Variable Insurance Trust - First Trust Capital Strength Portfolio is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300X1BCO41EKF8126 [FIRST TRUST VARIABLE INSURANCE TRUST - First Trust Capital Strength Portfolio]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-03-17 11:31:00
Registration Last Update Date
2020-11-20 19:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-11-20 16:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-03-10 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Tcw Securitized Plus Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HEXD4P8KFVEV63 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust TCW Securitized Plus ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-03-27 11:31:00
Registration Last Update Date
2020-09-09 20:18:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2019-08-31 20:00:00
Relationship Period 1 End Date
2020-03-18 20:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-03-18 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - June is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300Q2PP4IXJ7Z3T39 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - June]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-05-04 10:32:00
Registration Last Update Date
2020-09-15 10:34:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-04-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - June is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZRMEYJMUDUQE43 [First Trust Exchange-Traded Fund VIII - FT Cboe Vest U.S. Equity Buffer ETF - June]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-05-04 10:31:00
Registration Last Update Date
2020-09-15 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-04-26 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - July is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300NJ12QEGZ21Q626 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - July]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-05-12 17:30:00
Registration Last Update Date
2020-09-15 10:34:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-05-04 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii- Ft Cboe Vest U.s. Equity Buffer Etf - July is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300BE8SLJVN6DHL56 [FIRST TRUST EXCHANGE-TRADED FUND VIII- FT Cboe Vest U.S. Equity Buffer ETF - July]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-05-13 10:32:00
Registration Last Update Date
2020-09-15 10:34:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-05-04 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - First Trust Multi-manager Large Growth Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300WTJIZYBSHHXJ15 [FIRST TRUST EXCHANGE-TRADED FUND VIII - First Trust Multi-Manager Large Growth ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-05-19 10:30:00
Registration Last Update Date
2020-09-09 20:19:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2019-08-31 20:00:00
Relationship Period 1 End Date
2020-04-16 20:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-04-16 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust High Yield Opportunities 2027 Term Fund is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300VWTG40J7RZE994 [FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-06-03 17:30:00
Registration Last Update Date
2020-07-23 14:55:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-05-21 21:15:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-05-18 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - September is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300GKLU3NO7FR1S45 [First Trust Exchange-Traded Fund VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - September]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-08-06 17:30:00
Registration Last Update Date
2020-08-06 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-07-31 10:10:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-07-23 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - September is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300Z08145VU7Q3I60 [First Trust Exchange-Traded Fund VIII - FT Cboe Vest U.S. Equity Buffer ETF - September]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-08-06 17:30:00
Registration Last Update Date
2020-08-06 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-07-31 10:10:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-07-23 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Buffer Etf - October is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493007S2MXH1M7JFV31 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Buffer ETF - October]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-08-27 10:31:00
Registration Last Update Date
2020-08-27 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-08-21 20:19:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-08-17 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Viii - Ft Cboe Vest U.s. Equity Deep Buffer Etf - October is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300U6WE4MBQXZ2227 [FIRST TRUST EXCHANGE-TRADED FUND VIII - FT Cboe Vest U.S. Equity Deep Buffer ETF - October]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-08-27 10:31:00
Registration Last Update Date
2020-08-27 10:32:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-08-21 20:19:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-08-17 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - Ft Cboe Vest Gold Strategy Quarterly Buffer Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
5493008KCUP4E8Q0UK91 [FIRST TRUST EXCHANGE-TRADED FUND - FT Cboe Vest Gold Strategy Quarterly Buffer ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-10-09 17:30:00
Registration Last Update Date
2021-01-13 11:36:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-10-07 20:19:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-10-01 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund Vi - First Trust Dorsey Wright International Focus 5 Etf is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300BQPNWGKE23QP35 [FIRST TRUST EXCHANGE-TRADED FUND VI - First Trust Dorsey Wright International Focus 5 ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2014-06-16 22:00:00
Registration Last Update Date
2020-10-14 10:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-09-01 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - Ft Cboe Vest Gold Strategy Target Income Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300HKD3KY76XPNM71 [FIRST TRUST EXCHANGE-TRADED FUND - FT Cboe Vest Gold Strategy Target Income ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-10-09 17:30:00
Registration Last Update Date
2021-01-13 11:36:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-10-07 20:19:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-10-01 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Fund - Ft Cboe Vest Gold Buffer Etf is ultimately consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300MWLHX6F1794K68 [FIRST TRUST EXCHANGE-TRADED FUND - FT Cboe Vest Gold Buffer ETF]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2020-10-09 17:30:00
Registration Last Update Date
2020-10-09 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-10-07 20:18:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2015-12-31 19:00:00
Relationship Period 1 End Date
2016-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-10-01 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

First Trust Exchange-traded Alphadex® Fund - First Trust Utilities Alphadex® Fund is directly consolidated by First Trust Advisors L.p.

Relationship Start Node Node I D
549300ZG55GZ71RZK378 [First Trust Exchange-Traded Alphadex® Fund - First Trust Utilities AlphaDEX® Fund]
Relationship End Node Node I D
549300381GGS7S5JQ115 [FIRST TRUST ADVISORS L.P.]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-04-04 11:32:00
Registration Last Update Date
2020-10-14 17:31:00
Registration Registration Status
Published
Registration Next Renewal Date
2021-09-09 14:00:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2018-12-31 19:00:00
Relationship Period 1 End Date
2019-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2020-09-01 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Banking Codes

BIC / SWIFT Codes Assigned (2)

BIC:
FTRVUS41XXX
BIC:
FTRVUS4BXXX

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